Summary Facts
NCPI is a West Coast privately-held investment management firm where you can experience a rewarding relationship with a dedicated Financial Advisor. This partnership is achieved through hands-on guidance, sharing of knowledge and a sincere commitment to your financial success.
- Headquartered in San Francisco, with regional offices in Newport Beach, CA, and Silicon Valley.
- NCPI provides three distinct business solutions: Wealth Management, Public Finance/Fixed Income Trading, and Retirement Plan Services.
Wealth Management
- NCPI has built its business by attracting new financial advisors and cultivating lasting relationships with prospective clients.
- Provides strategic financial advice and investment management to affluent individuals, families, closely held businesses and institutions.
- Average client relationship size – more than $1 million
- Assets under management – more than $1 billion
PUBLIC FINANCE/FIXED INCOME TRADING
- Managing Director of Fixed Income Trading – Mark Wren
- Over 115 years combined of public finance experience.
- Over 40 years of trading and underwriting experience.
- Provides underwriting & financial advisory services to public entities.
- Products include fixed- and variable-rate debt offerings, financial advisory services, and ongoing remarketing services for variable-rate municipal debt.
Retirement Plan Services
- Managing Director of Retirement Plan Services – Alexander Hargrave
- Provides consulting and advisory services to employer sponsored retirement plans.
- Assets under advisement – more than $1 billion.
- Provides unbiased investment advice.
- Analyzes competitive and cost-effective 401(k) and retirement plans.
- Gives guidance and focus on fiduciary obligations.
- Reviews existing programs.
Clearing Agent
Our Mission
Offer personalized investment solutions to individuals, families and organizations. We're committed to helping our clients achieve financial security and peace-of-mind through partnership based on experience, integrity, and genuine caring. Our clients are the reason we exist.