Summary Facts
NOLLENBERGER CAPITAL PARTNERS INC. (NCPI) is a client-centric, full-service investment bank with four business groups that are designed to work interdependently to assist and support each group’s growth and success.
- Founded by President and CEO Bruce Nollenberger in 2001.
- Headquartered in San Francisco, with regional offices in Newport Beach, CA, and Silicon Valley.
- NCPI provides four distinct business solutions: Investment Banking, Private Client Services, Public Finance/Fixed Income Trading, and Retirement Plan Services.
INVESTMENT BANKING
- Director of Investment Banking – Rick Juarez
- Provides capital-raising services, merger and acquisition advisory services, valuation and fairness opinions, and underwriting of initial public offerings and follow-on offerings.
- On average, each banker has more than 15 years of investment banking experience.
- Primary focus is in the area of emerging growth companies with valuations typically ranging from $20 million to $1 billion.
Private Client Services
- Director of Private Client Services – Douglas Heske
- NCPI has built its business by attracting new financial advisors, adding new monies from existing clients, and cultivating new and successful relationships with prospective clients.
- Provides strategic financial advice and investment management to over 800 affluent individuals and families.
- Average client relationship size – more than $1 million
- Assets under management – more than $2 billion
PUBLIC FINANCE/FIXED INCOME TRADING
- Directors of Public Finance – Kenneth Ough, Ephraim A. Sachs, and John Greenlee
- Director of Fixed Income Trading – Mark Wren
- Over 50 years combined of public finance experience.
- Over 25 years of trading and underwriting experience.
- Provides underwriting, financial advisory, and other investment banking services to public entities.
- Products include fixed- and variable-rate debt offerings, financial advisory services, and ongoing remarketing services for variable-rate municipal debt.
RETIREMENT PLAN SERVICES
- Director of Retirement Plan Services – Alexander Hargrave
- Provides consulting and advisory services to employer sponsored retirement plans.
- Provides unbiased investment advice.
- Analyzes competitive and cost-effective 401(k) and retirement plans.
- Gives guidance and focus on fiduciary obligations.
- Reviews existing programs.
Clearing Agent
Strategic Alliances
- About NCPI
- From the CEO’s Desk
- Summary Facts
- Executive Leadership
- Board of Directors
- Advisory Committee
- Careers
Our Mission
Our mission is to optimize our
clients’ financial success by being
client-centric and partnership-focused.